Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in.
As we continue to build...
We're seeking curious thinkers looking to co-author the next chapters of our story. Joining now means helping shape our vision, structures and systems; playing a key-role as we launch into our ambitious future.About the team:
The Compliance Testing & Monitoring team (the Team) supports both Robinhood's Introducing and Clearing Broker Dealers (the Brokerage). The Team develops, implements, monitors and tests controls with an emphasis on regulatory obligations for work performed within and on behalf of the Brokerage. As a Testing & Monitoring Specialist, you'll be working on a team who executes on critical compliance testing to ensure the efficiency of various Brokerage Compliance functions including but not limited to:
You'll collaborate and partner with cross-functional business-lines and enterprise partners including Clearing Operations, Risk, Product Management, Market Operations, Legal, Engineering, Information Security, Internal Audit and Vendor Management. The Testing & Monitoring Specialist should be familiar with an array of compliance subject areas such as policy and procedure, records management, GRC tools, monitoring, testing, and control development.
The preferred location for this position is in or around Robinhood's offices in Lake Mary, FL or Westlake, TX or Denver, CO, with in-office work capabilities, as may be required by management.What you'll do day-to-day:
Base pay for the successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. You can view comp zones for our US office locations in the table below. For other locations not listed, compensation can be discussed with your recruiter during the interview process.
Office locations (by comp zone) US Zone 1: Menlo Park, NYC, Seattle, Washington DC US Zone 2: Denver, Westlake (Dallas), Chicago US Zone 3: Lake Mary
We're looking for more growth-minded and collaborative people to be a part of our journey in democratizing finance for all. If you're ready to give 100% in helping us achieve our mission—we'd love to have you apply even if you feel unsure about whether you meet every single requirement in this posting. At Robinhood, we're looking for people invigorated by our mission, values, and drive to change the world, not just those who simply check off all the boxes.
Click here to learn more about Robinhood's Benefits.