AML Investigations Manager

April 06, 2023
Offerd Salary:Negotiation
Working address:N/A
Contract Type:Other
Working Time:Negotigation
Working type:N/A
Ref info:N/A
Join a leading fintech company that's democratizing finance for all.

Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in.

As we continue to build...

We're seeking curious thinkers looking to co-author the next chapters of our story. Joining now means helping shape our vision, structures and systems; playing a key-role as we launch into our ambitious future.

About the team and role:

The preferred location for this position is in or around Robinhood's offices in Chicago, IL, Denver, CO, Lake Mary, FL, or Westlake, TX with in-office work capabilities, as may be required by management. Remote work in limited geographies within the U.S. may be considered.

As an AML Investigations Manager, you'll be responsible for supervising AML Investigators conducting investigations to identify and report on potentially suspicious activity. You'll also lead various program improvement initiatives including the development of new written procedures, trainings, and other material.

What you'll do day-to-day:
  • Oversee AML Investigators including day-to-day production, quality, training, and professional development
  • Assist and mentor investigators conducting complex AML and Fraud investigations
  • Conduct Quality Assurance (QA) on cases, including SAR filings
  • Conduct, review, and evaluate investigations and findings using your FinCrimes subject-matter expertise
  • Assist in developing and improving investigations-related procedures, desktop aids, and guidance material
  • Respond to requests from Robinhood's Legal Department and Law Enforcement
  • Lead various internal and cross-functional operational improvement initiatives
  • About you:
  • Bachelor's Degree
  • 7+ years working at a broker-dealer, MSB, or other financial institution in an AML operations role, or related consulting experience for a financial services firm
  • Subject matter knowledge of BSA requirements, regulatory expectations, and industry leading practices
  • Strong AML operations background and experience conducting a diverse range of investigations, including drafting SARs
  • Experience developing policies, procedures, and training materials
  • Strong written and verbal communication, analytical skills, project management ability, and strong attention to detail
  • Strong data analysis skills including the ability to analyze complex data sets for investigative purposes
  • Ability to effectively manage several priorities and adapt to a changing environment
  • Strong interpersonal skills to develop strong working relationships
  • Resourceful, self-starter who will thrive in fast paced, entrepreneurial environment
  • Bonus points:
  • ACAMs Certified
  • Experience with Actimize
  • Experience working with FINRA and other regulators
  • Experience in an AML compliance role in the payments space
  • Base pay for the successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. You can view comp zones for our US office locations in the table below. For other locations not listed, compensation can be discussed with your recruiter during the interview process.

    Office locations (by comp zone) US Zone 1: Menlo Park, NYC, Seattle, Washington DC US Zone 2: Denver, Westlake (Dallas), Chicago US Zone 3: Lake Mary

    We're looking for more growth-minded and collaborative people to be a part of our journey in democratizing finance for all. If you're ready to give 100% in helping us achieve our mission—we'd love to have you apply even if you feel unsure about whether you meet every single requirement in this posting. At Robinhood, we're looking for people invigorated by our mission, values, and drive to change the world, not just those who simply check off all the boxes.

    Robinhood promotes diversity and provides equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone. Additionally, Robinhood provides reasonable accommodations for candidates on request and respects applicants' privacy rights. To review Robinhood's Privacy Policy please visit Robinhood - US Applicant Privacy Policy. If you are an an applicant located in the UK or EEA, please visit the Robinhood UK/EEA Applicant Privacy Policy.

    Click here to learn more about Robinhood's Benefits.

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